Newsroom

Newsroom - February 2010

Bob Brennan recently convinced a three-member FINRA securities arbitration panel to dismiss all claims against his clients, a broker/dealer and mutual fund portfolio manager. The claimant alleged that Bob's clients violated federal securities laws and state law in underwriting and managing several closed-end high-yield mutual funds. In the middle of what was originally scheduled as a week-long evidentiary hearing in Newark, New Jersey, Bob successfully argued that the claimant's claims should be dismissed because, among other things, the claimant had not purchased the mutual funds at issue from his clients.

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Upcoming Events

2/28/2019 - Tracy Field, a healthcare partner in our Atlanta office, will be presenting "Legal and Practical Considerations in Analyzing Potential Overpayments" at the Long Term Care and the Law program for the American Health Lawyers Association in Phoenix, Arizona, on February 28 and March 1.

3/29/2019 - Tracy Field, a healthcare partner in our Atlanta office, will be presenting "Anatomy of an Overpayment Analysis for Providers" at the North Carolina Healthcare Financial Management Association's 2019 Annual Conference in Pine Hurst, North Carolina, on March 29.

 
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